Legal Disclosures


UK Stewardship Code

The Financial Reporting Council has produced The UK Stewardship Code for institutional investors. It aims to enhance the quality of engagement between institutional investors and companies to help improve long-term returns to shareholders by setting out good practice on engagement with investee companies. Click here for the UK Stewardship Code Disclosure Statement.

UK Modern Slavery Act 2015

In compliance with the UK Modern Slavery Act 2015, Hayfin Capital Management LLP has published its Modern Slavery Act Statement, setting out the steps it has taken to endeavor to ensure that slavery and human trafficking are not taking place in its business and supply chains. Click here for the Modern Slavery Act Statement.

Pillar 3 Disclosure

Please click Pillar 3 Disclosure for our Pillar 3 Disclosure.

Best Execution Disclosure

Please click Best Execution Disclosure for our Best Execution Disclosure.

Complaints

This complaints handling summary relates to how Hayfin Capital Management LLP (“HCM”) and Hayfin Emerald Management LLP (“HEM”) will approach a MiFID complaint. A MiFID complaint is defined by the FCA and relates to HCM and HEM’s MiFID business which is the provision of investment services, and where relevant, ancillary services. A complainant for the purposes of the Firm’s MiFID business includes both clients and potential clients.

You should contact us if there is any aspect of the provision of investment services provided by HCM and HEM that you are not satisfied with.

Please write to:

Compliance Department
Hayfin Capital Management LLP / Hayfin Emerald Management LLP
1 Eagle Place,
London SW1Y 6AF

We take every MiFID complaint seriously and your complaint will be handled in accordance with the relevant FCA rules. HCM and HEM have a written complaints handling policy, a copy of which is available from the firm’s Compliance department upon request.